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The information on this site does not constitute legal advice and is for educational purposes only. If you have a dispute or legal problem, please consult an attorney licensed to practice law in your state. Additionally, the information and views presented on this blog are solely the responsibility of Justin Bathon personally, or the other contributors, personally, and do not represent the views of the University of Kentucky or the institutional employer of any of the contributing editors.

Entries by Scott Bauries (63)

Thursday
Mar132014

Should an Educational Leader's Testimonial Speech be Protected?

Imagine that you are an educational leader hired to head up an important community college program for at-risk youth.  In your first days on the job, you do what any good leader does and audit the books.  Through this review, you discover that you have an employee who is drawing a large salary from the program, but is not doing much, if any, work.  You do some further digging, and you realize that this "employee" with the "no-show" job is also a sitting state legislator.  You care about your fiduciary duty over the public money you've been entrusted, so you confront the no-show employee and request that she begin showing up and working.  She not only refuses, but also threatens your livelihood.  You are not a coward, so you fire her.  Not only that, but when subpoenaed, you testify truthfully against her in her criminal trial once the feds discover her fraud.  Soon after, you are fired. 

You file suit against your former employer to challenge your termination as retaliation for your speech as a citizen on a matter of public concern.  But the District Court, and later the Circuit Court of Appeals, reject your challenge, citing the Suprme Court's recent decision in Garcetti v. Ceballos.  In Garcetti, the Court held that, "when public employees speak pursuant to their official duties, they do not speak as citizens, and the First Amendment does not shield their communications from employer discipline."  Essentially, speech that a public employee is hired to make is not that employee's own speech, but his work product, and may therefore be the basis of employer discipline.  The Circuit Court cites Garcetti and reasons that, because you testified only about matters you learned about at work, your testimonial speech "owe[d] its existence" to your employment, and was therefore made "pursuant to [your] official duties."  Notwithstanding the Garcetti rule, the Circuit Court proclaims that it is immaterial that your job does not require you to testify in judicial proceedings, as long as your testimony is about your job. 

Should this judicial sleight-of-hand resulting in an unbelievably expansive reading of the Garcetti exemption be allowed to stand?  In Lane v. Franks, the Court will consider the question on alleged facts similar to those in the vignette above.  Along with Professors Paul Secunda and Sheldon Nahmod, and on behalf of more than 60 other law professors, I have written an amicus brief (free download) arguing for the reversal of the 11th Circuit's flawed reading of Garcetti.  The case will be argued on April 28th, and it could have major implications for public employees--including educational employees--nationwide. 

Thursday
Aug152013

Common Core (Predictably) Falling Apart

Politico reports today that Georgia has become the fifth state to withdraw from the Common Core standards project after fully understanding the additional expenses involved in administering the new standardized tests, as well as realizing the enlargment of the federal role in education that will come along with adoption of the Common Core.  Considering that other states are already considering opting out (including Florida, home of former Governor Jeb Bush, a big Common Core supporter), and counting the four states that chose at the beginning not to be part of the Common Core (which included Texas, the great driver of textbook content for the nation), the list is approaching death-spiral territory. 

I predicted this a while ago.  Essentially, the Common Core is "NCLB-light."  Great taste: The standards, from what I can tell, are consistent with the better state standards that exist.  The tests, also from what I can tell, seek to go beyond the overly formulaic and reductionist forms of testing that exist in most states today.  Less filling: But none of this matters.  Why?  Because teaching a more rigorous curriculum is harder, and therefore more expensive.  And testing in more authentic ways is more labor-intensive, both on the test-administration side and on the test-scoring side, and therefore much more expensive.  At present, standards development and test development are funded, but not test administation, scoring, and reporting, let alone teacher training.  And most importantly, no existing state education funding rides on the decision whether to adopt the Common Core or not. 

Putting aside its many, many flaws for a moment, NCLB's main successes (and it was successful in causing many school districts to finally start paying at least some attention to disadvantaged and minority students' test scores) came from the fact that it was enacted mostly as an amendment to Title I, meaning that the failure to adhere to NCLB would (at least theoretically) put at risk federal Title I funding, which is very substantial.  Many states hated NCLB (really, most states hated it), but they went along with it because there were consequences for noncompliance--the potential loss of lots of funding.  Not so with the Common Core, which is supported only by a (relatively small) set of grants, most of which have gone to the testing/textbook companies and their agents which have developed the standards and tests.  It is very easy to see why states are now beginning to say "No thanks."  This is a new set of more rigorous demands on instruction and assessment, decoupled from any real consequences for the states themselves for noncompliance.  I'm actually amazed that more states have not opted out yet. 

Standardization of curriculum and assessment (whether at the state or federal level) requires a coercive mandate.  In federal education legislation, that means coming up with a big enough pile of money to induce the states to act in the way desired in exchange for the money.  Congress is broken today, so I don't see that happening.  Common Core was probably the best that could have been done in this environment, and having a set of well-developed standards at least gives the states something they can adopt, adapt, and draw from, but I doubt it will go much farther than that when the other costs become apparent.   

Wednesday
Dec192012

The Consequences of Overpaying University Presidents

Law professors Brian Galle and David Walker have just posted to SSRN (free download) a new article identifying a negative association between non-profit executive pay and donor generosity.  That is, according to their study, as we continue to increase the pay of university presidents, we should expect private gifts to the same universities to decline.  I am familiar at least with Brian's prior work, and his scholarship is top-notch, so I am inclined to take this study seriously, as Boards of Trustees should.  Check it out here: http://papers.ssrn.com/sol3/papers.cfm?abstract_id=2187979 . 

Wednesday
Nov282012

The Right to Education in South Africa

I had the privilege of being able to travel to South Africa this summer to present a paper at a conference examining education under the South African Constitution, a constitution less than 20 years old at the moment.  To illustrate the "youth" of the constitution: while there, I had the opportunity to meet and dialogue with one of the "Framers," Justice Albie Sachs.  It was surreal to be able to do so after studying American constitutional law for a number of years. 

I will discuss a few features of the South African Constitution's approach to education in some upcoming posts, but I thought I would begin with the most basic difference between education as a constitutional matter in South Africa and education as a constitutional matter in the United States: education in South Africa is an explicit, individual constitutional right.  Section 29 of the South African Constitution's Bill of Rights declares that "Everyone has the right--to a basic education, including adult basic education; and to further education, which the state, through reasonable measures, must make progressively available and accessible."  The United States Constitution contains no language even hinting at such a right, and the American state constitutions--from which the voluminous case law on school finance and ostensible "education rights" emanates--are also devoid of such language (with the notable exception of the North Carolina Consitution). 

Yet, there are growing calls for the South African Constitutional Court to look to American school finance litigation in interpreting the education rights found in that country's constitution. My most recent article argues that the approach should be more nuanced, recognizing that (1) American school finance cases have never really enforced anything like an individual right to education, despite a good deal of rhetoric to the contrary; (2) the South African Constiution's "basic" education right is clearly an immediate, individual entitlement, and should be enforced as such, even through individually tailored remedies; and (3) the South African Constitution's "further" education right is much more legislative duty than individual right, and it therefore can be enforced similarly to the education clauses in American state constitutions. 

That said, my view is that American state supreme courts have been going about enforcing their own education clauses in precisely the wrong way, ignoring the fiduciary nature of the legislature's duty to provide for education.  Thus, I urge that the courts in both countries step back from their rights-based rhetoric and consider what it means to enforce a duty that does not correlate to the personal claim-right of any individual.  Check it out here: http://papers.ssrn.com/sol3/papers.cfm?abstract_id=2142221 .

Tuesday
Nov272012

Back in Black (and Orange)

I have been off the blogging field for several months now while traveling to South Africa, and then working as a visiting professor at Mercer University School of Law (school colors: orange and black).  I am happy to be back now, particularly at this exciting time for the blog in light of our new partnership with ELA.  In the coming weeks, I have many thoughts to share comparing the legal frameworks under which academic employees and students do their work in different countries, and in different sorts of institutions within this country. 

To start, I want to engage a premise that I heard repeated more than a few times at the recent ELA annual conference.  The premise is that the United States "needs" for-profit higher educational institutions in order to fulfill the policy goals we have adopted as a nation.  These policy goals vary depending on who states the foregoing premise, but they seem to boil down most often to getting as many people through college and out the other side as possible, and presumably doing so for as little money as possible.

My question is, am I accurately stating the premise that I heard stated at ELA?  I have to confess that this premise seems to me to be implausible on its face, given the well-recognized tendency of for-profit higher educational institutions to provide less service (measured in terms of completion rates, employment outcomes, and student loan default rates) for greater cost than public and non-profit private institutions.  Am I missing something?  Should we be enabling this sector of the higher education world? If so, why? 

Wednesday
Feb012012

Washington's School Finance Decision

Last month, the Washington Supreme Court issued its decision in McCleary v. State, --- P.3d ----, 2012 WL 19676, Case No. 84362-7 (Wash. 2012), the culmination of three decades of litigation, legislation, and more litigation over the state’s school funding system.  The Court struck down the state financing system, but stepped back from ordering the state legislature to take any specific legislative action to fix the system.  The Court exercised such restraint for two reasons.  First, like other courts in similar situations, the Washington Court recognized the troubling separation of powers implications of a direct, injunctive remedial order against the legislature to enact legislation.  Second, the Court considered 2009 legislation that had been passed since the suit began and held that, if fully funded, the system laid out by this legislation would pass constitutional muster.  The Court retained jurisdiction over the case, apparently to see that the legislation in question would be fully funded in the coming years. 

I have said before in my scholarship that Washington’s Supreme Court is one of the more interesting in the country in the area of school finance because, rather than issuing under-theorized accounts of rights to education as other state courts have, Washington’s Court, in its initial school finance decision (Seattle School District No. 1 v. State, 90 Wash. 2d 476, 585 P.2d 71 (Wash. 1978)), carefully derived from the education duty provision in its state constitution a correlative individual right to an education held by each Washington resident child.  In McCleary, the Court reaffirmed this holding from Seattle and used it as the justification for stringent judicial review of the legislature’s past actions, particularly its actions in cutting expenditures on certain budgetary items and forcing these expenditures to be funded through less-reliable local sources.  A few general principles emerge from the decision:

First, the Court developed a way to review budgetary cuts for their rationality that is, I think, either new or newly explicit among school finance cases.  The Court explained that, where the legislature cuts part of the education budget, it may not justify such a cut based on lack of funds availability alone (clearly a garden-variety rational basis that would justify cuts to any other budget item).  Rather, the legislature must justify all cuts to the education budget with education-related reasons, in effect adopting some of Helen Hershkoff’s earlier proposed metrics for constitutional review of affirmative rights.  The upshot of this innovation is that something more than a rational basis is required.  The required standard seems to be more of a “rational direction” test—Is the cut or expenditure decision rationally directed at the constitutionally prescribed goal (“ample support” for education, in Washington’s case)? 

Second, the Court reversed the lower court’s order that the legislature commission a study of the true cost of providing an adequate education, a familiar, almost pro forma remedy that every school finance plaintiff group seeks these days.  In my view, this was a very sound reversal.  The legislature, in the preceding years, had commissioned several such studies, each at a cost of over 1 million dollars.  The problem was not the state’s failure to determine what a “basic education” costs, but the failure to fund it fully once determined. 

Third, the Court's decision revealed that evidence of inequality is far more important to judges in adequacy cases than evidence of the overall quality of the system, especially in the form of test scores and other outputs (echoing portions of recent work by James Ryan).  Although the Court defined the basic content of a sufficient education by referencing the state content standards, the chief problem the Court saw with the legislature's existing program was that localities were required (with varying levels of effort based on local property wealth) to fund large portions of the achievement of the stated standards.  That's an equity analysis, not an adequacy analysis. 

These are what I view to be the positive developments in the case, but there were also a couple of negative—or at least disappointing—trends that generally exist in the school finance cases that were adopted and continued in this case.  First, the Court engaged and adopted its prior holding that the education duty set forth in the state constitution is a duty that falls equally on all branches of state government.  Courts around the country have seized on non-specific language in their education articles to justify judicial review of legislative policy priority weighing by holding similarly.  Simply put, if the duty rests on all three branches, then no branch deserves any deference, especially not total deference.  But this makes absolutely no sense in practice.  A duty, to be meaningful, must be enforceable.  Given that principle, what if some group of residents is unsatisfied with the Court’s resolution of this matter?  Since the duty rests equally on the Court’s shoulders, may that group now sue the Court for violating the duty?  Will the Court be the ultimate judge in this case?  I think it is preferable for courts to justify judicial reveiw without confusing the governmental actor that bears the burden of an affirmative constitutional duty. 

Second, although the Washington Court did an admirable job in Seattle of using the scholarship of Wesley Newcomb Hohfeld to derive a defensible conception of an individual positive right to education from the affirmative duty set forth in the state constitution, it approached the McCreary case without any regard to individual harm whatsoever.  In short, individual rights were meaningless—other than rhetorically—in the decision process.  I continue to believe that recognizing individual rights, but failing to consider individual harms and individual remedies, does violence to the idea of rights in general. 

There’s lots more to say about this important decision, but these are my first impressions.  I welcome comments, corrections, addenda, etc. 

Wednesday
Nov162011

Distinguished Visitor Slot Open at Kentucky Law--Any Education Law Takers?

Each year, the University of Kentucky College of Law brings to campus for a one-semester visit a distinguished scholar of law to add even more vibrancy to our already vibrant intellectual environment.  In the inaugural year, we hosted noted constitutional law and legal history scholar William Wiecek, and this year we are honored to host noted tax scholar Nina Crimm.  I post the Call for Nominations and Applications here because (1) the position is not limited by field; and (2) it would be great to see a distinguished education law scholar get the position.  Here's the announcement:

University of Kentucky College of Law
James and Mary Lassiter Endowed Distinguished Visiting Professor


The University of Kentucky College of Law seeks applications and nominations for the James and Mary Lassiter Endowed Distinguished Visiting Professor for one semester of the 2012-13 academic year. The Lassiter Distinguished Visiting Professor recognizes a faculty member who has demonstrated outstanding achievement in his or her field and is not limited by subject matter.

JOB QUALIFICATIONS: Applicants or nominees should have a record of scholarly excellence and of strong classroom teaching. The Lassiter Distinguished Visitor will teach one or two courses and will be encouraged to present workshops on research and participate broadly in the intellectual life of the College of Law.

The University of Kentucky College of Law is committed to diversifying its community and consequently welcomes expressions of interest from, or nominations of, professors who contribute to that diversity. The University of Kentucky is an equal opportunity campus and encourages any candidates who will contribute to the excellence of the academic community through their research, teaching, and service.

APPLICATION PROCEDURE: Review of candidates will begin upon receipt. Expressions of interest and nominations should be submitted no later than January 23, 2012 and should be directed to:

Prof. Bob Schwemm
Ashland Research Professor of Law
Chair, Lassiter Search Committee
University of Kentucky College of Law
209 Law Building
Lexington, KY 40506-0048
Schwemmr@uky.edu
859.257.6013

Friday
Oct142011

New Texas School Finance Case

I don't have access to the court documents yet, so I can't give a full analysis at this time, but a coalition of plaintiffs has filed a new school finance challenge in Texas.  Details here

A couple of initial points based on the linked story.  First, this is not a part of the longstanding Edgewood v. Kirby litigation, the last iteration of which was decided by the Texas Supreme Court in 2005.  It is a new case.  Second, it is difficult to be sure from the summary, but the claims appear to be based more on "equity" theories than on "adequacy" theories, though there is a nod to adequacy at the end of the story. 

Any readers with more specific information are invited to comment. 

Monday
Sep192011

State Court Funding Symposium

I want to announce to our readers an upcoming event at the Universiy of Kentucky College of Law that has implications for education law.  The event, jointly sponsored by the Kentucky Law Journal, the American Bar Association, and the Center for State Courts, is a symposium on the funding of state courts, many of which are currently in what can best be described as a resource crisis.  Here is a link to the schedule of events on September 23-24, which include Keynote addresses by both Dean Erwin Chemerinsky of the UC-Irvine School of Law and current ABA President (and UK Law grad) Bill Robinson. 

Now, what does this have to do with education law?  Well, two major things.  First, as with almost all categories of law, the majority of education related disputes are resolved in state judicial systems.  A funding crisis in those systems will inevitably lead to a crisis in educational dispute resolution.  Second, as many of you know, to the extent that "education rights" exist in our system, these rights are primarily state constitutional rights.  Where state judicial systems are hampered, the development of these rights is also hampered.  The issue of state court funding is therefore a vital one for those interested in education policy and law. 

I encourage anyone with an interest in these issues of access to justice (and the ability to be in beautiful Lexington, KY this Friday and Saturday) to attend the symposium. 

Monday
Sep122011

The South Dakota School Finance Decision

My blogging haitus is nearly at an end.  For now, I offer a couple of quick thoughts about the recent South Dakota Supreme Court decision rejecting an adequacy-based challenge to the state's school financing system.

First, the state defendant won this one on the merits, based on the evidence (particularly, the lack of evidence of causation--more on that below).  This, I think, is the first adequacy case of which this can be said.  The recent state victories in Indiana and Missouri were not truly of the same character, both being based on a general approach to judicial deference bordering on the political question doctrine.  The recent Oregon decision, also a state merits victory, was based on a quirky textual feature of the Oregon Constitution that does not exist in any other.  The South Dakota decision, while deferential to legislative policy choices (especially in stating the standard for proving unconstitutionality as "beyond a reasonable doubt"), is based on a much deeper review of the evidence. 

Second, and relatedly, the opinion is very well-reasoned and fair in its explanation (I, of course, take no position as to whether the court is representing the state of the record evidence properly, as I was not involved in the trial and have no access to the record on appeal).  It takes the arguments of both the state and the plaintiffs very seriously, and is does not appear to place any kind of thumb on the evidentiary scale for either party.  This approach is not necessarily new, but this is one of very few school finance decisions on the merits where a state supreme court has gone out of its way to show the readers of its opinion that both sides indeed presented good arguments.  I think that goes a long way toward fostering the opinion's perceived legitimacy. 

Finally, and most importantly, the South Dakota decision is also the first that has required the plaintiffs to establish a causal link between the many educational deficiencies that they were able to establish in the evidence and the action or inaction of the state government.  As perennial state-side litigator Al Lindseth has pointed out both in scholarship and in court, in adequacy cases in which plaintiffs prevail, there is little to no discussion of causation.  This South Dakota decision hinges almost completely on the insufficiency of evidence of causation.  This feature could make the South Dakota decision a very impactful one. 

I look forward to seeing how this opinion works its way into the scholarship. 

 

Thursday
May262011

"Abbott XXI" and the State Constitutional End Game

The New Jersey Supreme Court has just issued what is, under my best count, its twenty-first opinion in the ongoing school finance litigation, Abbott v. Burke.  The total opinion (including the majority and separate opinions) is 215 pages, so an analysis will be forthcoming, but not today. 

Essentially, though, this is a remedial opinion reaffirming that the court meant what it said in its last remedial opinion about the levels of funding required in the target districts, meaning that the state legislature's recent deep cuts to education spending are violative of the state constitution.  The opinion ends with the court ordering the appropriation of an additional $500 million to the "Abbott districts" (the property-poor districts at the center of the suit in its current posture). 

I think this opinion is likely to hasten the constitutional confrontation that has been inevitable in New Jersey since the beginning of this 20-year saga.  The court here is nearing a constitutional "end game," where the elected legislators know that they will lose their jobs if they raise taxes to preserve school funding, but the court is basically trapped into demanding exactly that action based on its prior rulings.  If neither side blinks, then what?  Jailing individual legislators for contempt of court if they vote the wrong way? 

Monday
May232011

Local Control Cuts Both Ways

Last week, the Georgia Supreme Court struck down that state's "Commission Charter Schools" statute, which allowed the state Legislature to directly establish charter schools in districts where the voters had consistently rejected establishing them locally.  Whatever your views on the merits of charter schools, this decision is of note from a state constitutional law perspective for the way in which it elevates the governmental interest (or shibboleth, depending on your perspective) of "local control" to a constitutional compulsion. 

In striking down the charter school law, the court's 4-3 majority explained that local school boards in Georgia have "exclusive local control" of their districts' operations, including what schools shall be established.  The sole exception to this principle, the court explained, is found in the state constitution's "special schools" provision, which authorizes the state legislature to establish special schools "in such areas that may require them," subject to certain provisos limiting boded indebtedness to pay for such schools.  (For a copy of the current Georgia Constitution, see here.  The education article is Article VIII, and the relevant Section is Section V, beginning on page 60 of the pdf link).

The court held that the state's establishment of three charter schools of the typical, familiar variety (save one that limited enrollment to female students only) violated this principle of local control, and therefore the statute authorizing the schools was unconstitutional.  Facially so, in fact. 

We all are familiar with the fact that "local control" plays prominently as a governmental interest in helping governments to justify socioeconomic discrimination and pass the "rational basis" test under equal protection jurisprudence, but this opinion appears to see "local control" not as a legitimate interest that the state legislature may permissibly pursue, but rather as a constutionally required limitation on state legislation in education.  Local control has now evolved in Georgia to a requirement.     

However, from a school finance litigation perspective, the REALLY interesting bit of the opinion is this little gem:

"The constitutional history of Georgia could not be more clear that, as to general K-12 public education, local boards of education have the exclusive authority to fulfill one of the "primary obligation[s] of the State of Georgia," namely, "[t]he provision of an adequate public education for the citizens." Art. VIII, Sec. I, Par. I." (p. 3 of the slip opinion). 

I'm particularly intrerested in the implications of this quote.  If accepted as an operative holding in the court's opinion, it seems to mean that no suit for educational inadequacy may lie against the legislature or any other state-level entity in Georgia.  If one's right to "adequate education" (assuming such a right exists in Georgia) is violated, then it is the school district that is at fault, not the state.  This conclusion would turn education finance litigation as currently conceived on its head. 

Even if you are not interested in these issues of state constitutional interpretation, the opinion, which contains a lengthy and well-reasoned dissent, is well worth a read. 

Monday
Feb282011

ELA Proposal Deadline

Just a reminder: The Education Law Association will host its annual meeting for 2011 in Chicago November 9-12.  The deadline for proposals to present at the conference is March 1st (tomorrow).  If you want to submit a proposal, click here, and follow the instructions.  Hope to see everyone in Chicago!

Thursday
Feb242011

Remedial Abstention as a State Constitutional Requirement

Here's a new one.  The Kansas Legislature has passed out of a House committee a proposed amendment to the state constitution barring the Kansas courts from issuing remedial orders to increase school spending.  The local paper's story is here.  This action is purportedly in response to the 2005 Montoy v. State ruling that held the state's school finance system unconstitutional and ordered increases in expenditures. 

I am often skeptical that school finance remedial orders will be effective, mostly because I believe that, at a certain point, most legislatures will simply choose not to comply (or enough legislators will simply not vote to increase funding), and no state grants its Supreme Court the power to hold individual legislators in contempt for failing to vote a particular way.  But I have to confess that I never expected a state legislature to go on the offensive like this. 

Essentially, if passed and ratified, this provision would take the relatively prudential determination of whether to order a coercive judicial remedy after identifying a constitutional violation, and decide it for the court.  I have argued in the past that courts which hold a state constitution to be violated, but choose not to issue remedial orders, engage in an illegitimate form of "remedial abstention," which leaves plaintiffs whose rights have ostensibly been violated with no redress.  In an upcoming paper, I argue that this has the effect of devaluing any "education rights" that the plaintiffs possess.  The Kansas provision, if passed and ratified, makes that outcome much more likely.  

Monday
Jan312011

Trial Court Decision in California School Finance Case

Last Spring, I reported here that a new school finance suit had been filed in California.  The suit, styled Robles-Wong v. California, presented claims founded both on inadequacy of spending systemwide and inequality of educational opportunity among California districts.  A little over a week ago, the trial court hearing the suit issued its ruling on the state's demurrer (what California calls a motion to dismiss the complaint--H/T, Silicon Valley Education Foundation for both the alert and the pdf of the court's ruling). 

The decision tracks the recent trend that I and others have identified of state courts shying away from deciding systemic educational adequacy claims.  The court dismissed the adequacy-based claims with prejudice, holding that the California Constitution does not require any particular quantity of spending.  Although the court forcefully rejected the state's non-justiciability argument, this dismissal effectively has the same effect as a dismissal for non-justiciability.  If sustained on appeal, it would mean that one cannot state a claim for educational inadequacy under the California Constitution. 

However, the court did recognize that, under the canonical Serrano v. Priest decisions, one may state an individual claim for inequality of educational opportunity, typically as a class action brought by students in a resource-deprived district.  The court dismissed the equality claims presented in the plaintiffs' complaint, which did not contain allegations of individual harm, but also granted the plaintiffs leave to amend to sharpen up their allegations.  Thus, the case is still alive, but has been trimmed down substantially (for now). 

It remains to be seen what the California appellate courts will do with the trial court's dismissals.  As I stated a few months back, watch this one--it could be a very significant decision when all is said and done. 

Thursday
Jan062011

Educational Adequacy and Fiscal Reality

Two recent developments highlight what I think portends lots of coming chaos in school finance.  The first is a suit filed by parents in a middle-class Kansas school distict challenging the state's limits on local property tax millage rates (enacted in response to Kansas's numerous school finance cases).  The parents allege that their First Amendment right to direct the education of their children is infringed by the caps.  They also allege that their Fourteenth Amendment rights to control their own property and the uses to which it is put are infringed.  This is a novel claim, but it illustrates very clearly the conflicts that judicial rulings on systemic equality of educational resources create--simply put, these equalities cannot be achieved without limiting local control, and if these parents are correct, there are federal constitutional interests in local control of educational expenditures.  The parents have Harvard Law Professor Lawrence Tribe on their side, so this is not just a shot in the dark. 

The other development is the re-opening, once again, of the Abbott v. Burke case in New Jersey.  This time, the plaintiffs challenge the $800-plus million in budget cuts that the Christie Administration has directed at the NJ schools to help close an $11 billion dollar budget gap resulting from the recent economic times.  The most recent prior action of the New Jersey Supreme Court (the most activist court in the nation on school finance) was to grudgingly approve the latest set of funding levels (enacted before Governor Christie was elected), on the explicit assumption that these levels would not be reduced.  Now that the funding levels have been reduced, it is likely that the court will once again find its way into the case.  By my count, if the new set of hearings results in a written decision, this will be the 21st New Jersey Supreme Court opinion in the Abbott case.  Pretty remarkable. 

The question now is what will happen as a result.  If the courts in both cases rule for the plaintiffs, will the political branches comply?  In Kansas, this would seem to be easy, as the legislature can just remove the caps from the plaintiff district, but the suit in Kansas did not open up the prior Kansas Supreme Court decision--it is an independent challenge to the legislation based on federal constitutional rights, so the Kansas legislature may be faced with an equality mandate from its own supreme court and simultaneously an order forbidding the application of its equality legislation from the federal courts.  In New Jersey, it's hard to see this being resolved without a constitutional confrontation, unless the court completely capitulates to the Governor's arguments that the state just doesn't have the money.  The really scary thing is that, considering the coming end to the ARRA and its federal subsidies of state education systems, these two cases are likely only the tip of the iceberg. 

Monday
Dec132010

Washington (State) Special Education Funding Challenge Fails

At the end of last week, the Washington Supreme Court issued its decision in School Districts' Alliance for Adequate Funding in Special Education v. State (link to majority opinion).  The court rejected a challenge to the adequacy of special education funding in the state, holding that any such inadequacy was not shown "beyond a reasonable doubt."  At first reading, this seems to be an odd standard for determining educational adequacy. 

However, the court took pains to note that the "beyond a reasonable doubt" standard of unconstitutionality is not an evidentiary standard, but a way of calibrating the extreme deference that the court affords legislative policy judgments.  Thus, on a broader reading, the decision seems in line with the current trend in the adequacy cases to (1) reach the merits; but (2) apply a highly deferential standard of review (see my posts on Colorado, Connecticut, and Missouri). 

The court also hinted that the challege to the statute's constitutionality was an "as-applied" challenge, rather than a "facial" challenge.  Bill Thro's most recent article would argue agaist that characterization for state constitutional challeges to funding statutes, and I tend to agree normatively.  Nevertheless, descriptively, the way the case was presented to the Washington court, I think that the "as-applied" label might fit there. 

By way of shameless self-aggrandizement, I must also point out that two concurring justices saw fit to cite my recent Alabama Law Review piece in criticizing the "beyond a reasonable doubt" standard of constitutionality. 

Monday
Dec132010

National Education Finance Conference

I am a little late in posting this, but 2011 will mark the inaugural year of the National Education Finance Conference, an annual event intended to allow for "collaboration among legislators, postsecondary education, school district and state agency personnel, professional organizations, and researchers concerned with the importance of equity, adequacy, and efficiency concepts that affect state, local, and federal revenue generation, distribution, and expenditures." 

I have been in contact with the organizers, who include some of the more well-recognized scholars of school finance and education funding litigation, and the conference sounds really terrific.  Best of all, the venue is beautiful Tampa, Florida (one of my former hometowns).  If you have a paper in the works on a school finance-related topic, please consider submitting a proposal to present.  The deadline is January 15th, 2011.  For more information see here

Thursday
Nov182010

Another Pledge of Allegiance Case

Over at the Constitutional Law Prof Blog, Professor Steven Schwinn reports on a recent First Circuit decision upholding a New Hampshire law that requires teachers to lead their classes in the Pledge of Allegiance (with a silent opt-out right for the students) against challenges based on both the Establishment Clause and the Free Exercise Clause.  The decision is very interesting, in part because the plaintiffs are represented by Michael Newdow, who was the plaintiff in the last Pledge of Allegiance case to reach the Supreme Court (Elk Grove v. Newdow).  The difference between this case and Newdow is that if this case reaches the Supreme Court, the Court will have to decide the merits, as there is no standing-based backdoor through which the Court can escape. 

Friday
Nov122010

Louisiana's Constitution and Education Reform

I have posted before about education reform in New Orleans since Hurricane Katrina.  In my most recent entry, I mentioned two law review issues that focus on the education law issues in the New Orleans reforms.  I just posted my contribution to one of these issues on SSRN.  My contribution addresses the unique education provisions of the Louisiana Constitution from the perspective of those thinking about state constitutional design, using New Orleans in part as a mini-case study.  You can download the full-text draft free of charge here.  The abstract appears below:

State Constitutional Design and Education Reform: Process Specification in Louisiana

In this article, I examine the role of state constitutional design in shaping the challenges of educational reform and the enforcement of affirmative state constitutional duties. I begin with a brief discussion of state constitutional design in general, and I expand this discussion to include the specific drafting approaches used in promulgating state constitutional education duties. I continue from this point with a review of how these provisions have been used in school finance litigation – the principal vehicle for enforcing education rights in the states – and how they have been modified in response to such litigation.

Following this analysis, I engage in a limited case study of constitutional design in Louisiana. I begin by outlining the education provisions in Louisiana’s current state constitution. I review both the drafting strategies used in the initial education article, and the unsuccessful school finance litigation that gave rise to the most prominent recent changes to the education article. I conclude that Louisiana’s reformers have chosen a decidedly unique, process-oriented path in amending Louisiana’s education article, as compared with reformers in other states, who have attempted substance-based reforms to their states’ education provisions.

Based on this case study, I present both general and situational arguments in support of the specification of process-based limitations as a strategy appropriate for drafting or amending state constitutional education articles and other affirmative-duty provisions. I base the general argument on the unique features of state constitutions and state governments, which leave courts well-positioned for review of legislative processes in pursuing affirmative constitutional duties. I present the situational argument in light of the current funding realities in the New Orleans school system. I argue that the specific, process-based limitations in the Louisiana Constitution could prove very useful in the coming years as federal relief funding largely disappears, and Louisiana is left to fund the state’s schools based mostly on state-derived revenues. Based on these arguments, I conclude with the suggestion that those drafting and amending state constitutions containing affirmative legislative duties should consider specific, process-based limitations as a useful element of state constitutional design.